Unclaimed
Joanne Marie Laessig is a financial professional with over 15 years of experience in the financial services industry. Joanne Marie Laessig is currently registered with MML Investors Services, LLC, a broker-dealer and investment advisor, as a registered representative and investment advisor representative. Joanne Marie Laessig is also registered with the state of Pennsylvania. Before joining MML Investors Services, LLC, Joanne Marie Laessig worked with several other financial institutions including Hightower Securities, LLC, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. Joanne Marie Laessig has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
09/25/2023 - Present
MML Investors Services, LLC (Leesport PA)
IL
04/02/2020 - 06/24/2022
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
NJ
04/15/2019 - 04/02/2020
UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)
NJ
10/24/2017 - 04/16/2019
HIGHTOWER SECURITIES, LLC (Marlton NJ)
NJ
02/18/2016 - 10/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT LAUREL NJ)
NJ
07/08/2015 - 02/09/2016
MORGAN STANLEY (MT. LAUREL NJ)
NJ
06/16/2011 - 07/01/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT LAUREL NJ)
NJ
01/09/2009 - 06/08/2011
JANNEY MONTGOMERY SCOTT LLC (CHERRY HILL NJ)
NJ
01/30/2007 - 12/01/2008
LINCOLN INVESTMENT (VOORHEES NJ)
BOTH
Issued 11/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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