Unclaimed
Joanne Dauphin is an investment advisor representative at State Farm Investment Management Corp. Joanne is registered with the state of Florida and has been in the industry since 2010. Joanne has a Series 6TO, SIE, and Series 65 license. Joanne is also a licensed insurance agent for State Farm Mutual Automobile Insurance Company and its affiliates. Joanne is a director of the Pace Center for Girls and is running for election to the city council of Pinellas Park.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
12/01/2023 - Present
State Farm Investment Management Corp. (PINELLAS PARK FL)
IA
Issued 10/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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