Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Mantel is a financial advisor at LPL Financial LLC. Joanne has been in the financial industry since 2003 and has a wide range of experience working with individuals, families, and businesses. She has previously worked at a number of other firms, including Ameriprise Financial Services, LLC, UBS Financial Services Inc., and Morgan Stanley DW Inc. Joanne is licensed to offer securities and investment advisory services in Nevada. She holds the Series 63, 65, 7 and SIE licenses. Joanne specializes in retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
01/18/2023 - Present
LPL Financial LLC (LAS VEGS NV)
NV
07/31/2020 - 06/23/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Las Vegas NV)
NV
11/29/2017 - 05/03/2019
LPL FINANCIAL LLC (HENDERSON NV)
NV
09/11/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (HENDERSON NV)
NV
06/30/2010 - 06/08/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (LAS VEGAS NV)
NV
02/24/2006 - 11/06/2009
UBS FINANCIAL SERVICES INC. (HENDERSON NV)
NY
11/24/2004 - 05/03/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IN
01/24/2003 - 12/19/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/24/2003 - 12/19/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CA
01/10/2001 - 02/10/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
11/10/1998 - 09/27/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
DE
07/14/1998 - 11/02/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
05/19/1997 - 04/15/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/19/1997 - 04/15/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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