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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Baker is a financial advisor with Wells Fargo Clearing Services, LLC. Joanne has been in the financial services industry since 2005 and has experience in both brokerage and investment advisory services. Joanne is a registered representative with FINRA and a registered investment advisor in several states. Joanne has passed the Series 7, Series 66, and SIE exams. Joanne's current firm, Wells Fargo Clearing Services, LLC, is headquartered in St. Louis, Missouri. The firm provides a range of investment services, including financial planning, portfolio management, and investment consulting. The firm's clients include individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
VA
01/07/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RICHMOND VA)
BOTH
Issued 09/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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