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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Karen Windas is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Joanne has been in the financial services industry since March 1998. Joanne works with individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. Joanne is registered to provide investment advisory services in Arizona, California, Colorado, Connecticut, Florida, Georgia, Massachusetts, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, South Carolina, Tennessee, and Washington. Joanne has passed the Series 3, Series 7, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/29/2024 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
06/18/2009 - 07/10/2009
AXA ADVISORS, LLC (STAMFORD CT)
CT
11/22/2005 - 06/09/2009
PRINCOR FINANCIAL SERVICES CORPORATION (NORWALK CT)
NJ
10/22/1986 - 04/10/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 01/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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