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Joanne K. Lam

Osaic Wealth, Inc.

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About Joanne K. Lam

Joanne Lam is a financial advisor with over 15 years of experience in the financial services industry. Joanne has a proven track record of success in providing financial advice to individuals and families. She is currently registered with Osaic Wealth, Inc. Joanne is dedicated to helping her clients achieve their financial goals. She takes a personalized approach to financial planning, working with each client to develop a comprehensive strategy that meets their individual needs. Joanne is committed to providing her clients with the highest level of service and expertise.

Firm Information

Joanne Lam is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joanne Lam’s Registration & Firm History

NJ

01/06/2021 - Present

Osaic Wealth, Inc. (HOLMDEL NJ)

NY

03/09/2011 - 01/14/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/01/2009 - 02/23/2011

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

04/04/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joanne K. Lam. Review regulatory record here.
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