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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Nguyen is a financial advisor with Prime Capital Financial. Joanne has over 20 years of experience in the financial services industry and is registered with the state of Texas. Joanne provides financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. Joanne is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
KS
09/27/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
WI
01/05/2011 - 08/11/2011
METLIFE SECURITIES INC. (DE PERE WI)
TX
04/18/2006 - 01/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
IL
12/20/2001 - 02/17/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BC
Issued 07/21/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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