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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Masuda-cox is an investment advisor representative associated with Morgan Stanley. Joanne Masuda-cox has been in the securities industry for 12 years and has been with Morgan Stanley since August 2019. Prior to Morgan Stanley, Joanne Masuda-cox was registered with UBS Financial Services Inc. from April 2012 to September 2019 and Morgan Stanley Smith Barney from May 2011 to May 2012. Joanne Masuda-cox is licensed to sell securities in several states including California, Texas, Alaska, Arizona, Arkansas, Colorado, District of Columbia, Florida, Hawaii, Idaho, Illinois, Kentucky, Maryland, Massachusetts, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Utah, and Washington. Joanne Masuda-cox has passed the Uniform Combined State Law Examination, the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/08/2023 - Present
Morgan Stanley (LOS GATOS CA)
CA
04/27/2012 - 09/12/2019
UBS FINANCIAL SERVICES INC. (LOS GATOS CA)
CA
05/10/2011 - 05/08/2012
MORGAN STANLEY SMITH BARNEY (LOS GATOS CA)
BOTH
Issued 05/08/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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