Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Gautrau has been in the financial industry since 1995. Joanne is currently registered with Merit Financial Advisors, located in Wilton, CT, where Joanne provides administrative support. Prior to joining Merit Financial Advisors, Joanne was associated with LPL FINANCIAL LLC in Wilton, CT. Joanne also previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stamford, CT, Janney Montgomery Scott Inc. in Philadelphia, PA, and PaineWebber Incorporated in Weehawken, NJ. Joanne holds Series 7 and Series 66 licenses and the SIE exam. Joanne is a Registered Investment Advisor (IA) in CT. Joanne's primary focus is on providing financial planning services, pension consulting, and portfolio management for individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees
1
2
CT
12/15/2023 - Present
Merit Financial Advisors (Wilton CT)
CT
12/08/2023 - 08/16/2024
LPL FINANCIAL LLC (WILTON CT)
CT
07/27/1999 - 09/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
PA
12/18/1995 - 09/10/1999
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NJ
08/17/1995 - 12/20/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/17/1993 - 04/15/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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