Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Defranco Astle has over 40 years of experience in the financial services industry. Joanne is a Registered Representative with Commonwealth Financial Network and has been active in the industry since 1978. Joanne holds Series 7 and Series 63 securities licenses and has passed the SIE exam. Joanne has worked with a variety of firms throughout her career, including Merrill Lynch, Citigroup Global Markets Inc., and Raymond James & Associates, Inc. Joanne has a wide range of experience in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
04/24/2023 - Present
Commonwealth Financial Network (Portland OR)
CA
02/21/2014 - 07/29/2015
RAYMOND JAMES & ASSOCIATES, INC. (SAN DIEGO CA)
CA
11/30/2007 - 02/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
CA
12/17/1992 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
NY
07/16/1990 - 12/22/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
05/13/1988 - 07/26/1990
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
10/09/1986 - 06/21/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/12/1982 - 10/10/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
05/01/1978 - 11/18/1982
DEAN WITTER REYNOLDS INC.
BC
Issued 12/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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