Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne De Palma is a financial advisor with Cetera Investment Advisers LLC. Joanne has been in the financial services industry since 2000 and holds a Series 63, Series 7, and Series 24 licenses. Joanne is a registered investment advisor in Connecticut and also holds securities licenses in 21 other states. In addition to working as a financial advisor, Joanne is also an insurance agent and runs her own business, Planning Partners, LLC. Joanne has a wide range of experience and expertise in financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (COLLINSVILLE CT)
CT
05/16/2014 - 01/30/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW HAVEN CT)
CT
06/29/2012 - 12/31/2013
ETC BROKERAGE SERVICES, LLC (GUILFORD CT)
CT
11/17/2000 - 05/24/2012
GENWORTH FINANCIAL SECURITIES CORPORATION (GUILFORD CT)
TX
03/30/2000 - 11/21/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 4/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joanne De palma is the right advisor for you? Invested Better is here to help.
