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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Beatrice Ferland is a financial advisor who has been working in the industry since 2015. Joanne is a registered representative with UBS Financial Services Inc. and is licensed to provide investment advice in DC, VA and several other states. Joanne holds several industry licenses including the Series 7, Series 66 and Series 57TO exams. Joanne has experience working with individuals, corporations and charitable organizations. Joanne provides financial planning, portfolio management, and educational seminars for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
07/03/2023 - Present
UBS Financial Services Inc. (WASHINGTON DC)
FL
08/22/2015 - 07/03/2017
GOLDMAN SACHS & CO. LLC (WEST PALM BEACH FL)
IA
Issued 11/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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