Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Westhafer Peters is a financial advisor with over 11 years of experience in the industry. Joanna is currently registered with Schwab Wealth Advisory, Inc. Prior to her current role, Joanna has held positions at Vanguard Marketing Corporation and Fidelity Brokerage Services LLC. Joanna holds the Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
AZ
11/17/2023 - Present
Schwab Wealth Advisory, Inc. (Phoenix AZ)
AZ
07/13/2022 - 11/03/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
04/14/2021 - 04/18/2022
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
AZ
08/02/2012 - 03/30/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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