Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Wallis is a registered representative with Park Avenue Securities LLC. Joanna is licensed in both Connecticut and New York. Joanna has been in the industry since January 3, 2020 and has a strong background in the financial industry. Joanna holds Series 7, Series 63, and SIE licenses. Joanna can provide financial planning and portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2021 - Present
Park Avenue Securities LLC (RYE BROOK NY)
CT
09/22/2020 - 06/29/2021
GENESIS GLOBAL TRADING, INC (STAMFORD CT)
NY
09/24/2019 - 09/10/2020
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
BC
Issued 05/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Joanna Wallis is the right advisor for you? Invested Better is here to help.
