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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Sammy-sasiene is a registered investment advisor representative with Voya Retirement Advisors, LLC, a firm that has offices in Windsor, CT and League City, TX. Joanna has been in the securities industry since 2001 and is licensed in several states including California, Connecticut, District of Columbia, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, Pennsylvania, Texas, and Wisconsin. Joanna holds the Series 6, 7, 63 and 65 licenses. Voya Retirement Advisors specializes in portfolio management for individuals and has a long history of providing financial advice and services to individuals and families. Joanna has experience working with a variety of clients, including individuals, corporations, and government entities. She is committed to providing her clients with personalized financial advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
04/01/2019 - Present
Voya Retirement Advisors, LLC (WINDSOR CT)
CT
05/11/2016 - 05/22/2018
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
TX
10/30/2015 - 04/15/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/08/2009 - 02/08/2016
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
04/20/2006 - 05/02/2012
ZIONS DIRECT, INC. (HOUSTON TX)
TX
04/20/2006 - 12/31/2006
AMEGY INVESTMENTS, INC. (DICKINSON TX)
TX
10/07/2003 - 04/24/2006
NATIONWIDE SECURITIES, INC. (HOUSTON TX)
IL
10/11/2002 - 11/21/2002
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CA
04/01/2001 - 07/18/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
08/14/2000 - 04/01/2001
BANK UNITED SECURITIES CORP. (HOUSTON TX)
IA
Issued 06/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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