Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Guinn is a financial advisor with over 10 years of experience in the financial industry. Joanna is currently registered with Associated Investment Services, Inc. and has been with the firm since May 2017. Previously, Joanna worked for various firms including Investment Centers of America, Inc., National Planning Corporation, SII Investments, Inc., and Thrivent Investment Management Inc. Joanna has a wide range of experience and holds a variety of licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Mutual fund wrap
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WI
05/08/2017 - Present
Associated Investment Services, Inc. (GREEN BAY WI)
WI
09/05/2012 - 02/23/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
09/05/2012 - 02/23/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
09/05/2012 - 02/23/2017
SII INVESTMENTS, INC. (APPLETON WI)
WI
03/29/2006 - 05/31/2012
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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