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Joanna Marie Niemiec

Northwestern Mutual Investment Services, LLC

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About Joanna Marie Niemiec

Joanna Marie Niemiec is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Milwaukee, Wisconsin. Joanna has been in the industry since 2021 and has a Series 66, Series 7TO, and SIE license. Joanna previously worked at Thrivent Investment Management Inc. in Oak Creek, Wisconsin.

Firm Information

Joanna Niemiec is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

11270 W PARK PLACE

MILWAUKEE, WI 53224

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joanna Niemiec’s Registration & Firm History

WI

03/31/2023 - Present

Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)

WI

08/13/2021 - 02/16/2023

THRIVENT INVESTMENT MANAGEMENT INC. (Oak Creek WI)

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Licenses & Designations

BOTH

Issued 10/15/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 6/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joanna Marie Niemiec.
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