Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Cecilia-fleming is a financial advisor with Edelman Financial Engines. Joanna has been in the industry since 2001 and has a Series 7, Series 63 and Series 66 licenses. Joanna has experience working at Sanders Morris Harris LLC, EF Legacy Securities, LLC, and Fidelity Brokerage Services LLC. Joanna works with individual clients, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
NY
10/12/2018 - Present
Edelman Financial Engines (WHITE PLAINS NY)
NY
04/22/2016 - 11/01/2018
EF LEGACY SECURITIES, LLC (WHITE PLAINS NY)
NY
08/19/2009 - 04/22/2016
SANDERS MORRIS HARRIS LLC (WHITE PLAINS NY)
NY
11/27/2001 - 08/06/2009
FIDELITY BROKERAGE SERVICES LLC (SCARSDALE NY)
BOTH
Issued 10/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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