Unclaimed
Joanna Lyn Depper is a financial advisor who has been active in the industry since 1998. Currently, Joanna works as a registered representative for Fidelity Brokerage Services LLC, and holds licenses for Series 7, 9, 10, 63 and 66 exams. Previously, Joanna was employed by SagePoint Financial, Inc., American General Securities Incorporated, Securities America, Inc., Seibt Financial Services, Inc, Stifel, Nicolaus & Company, Incorporated and Mark Twain Brokerage Services, Inc. Joanna is registered to sell securities in all 50 states plus the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/16/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
NV
10/31/2008 - 12/17/2021
SAGEPOINT FINANCIAL, INC. (LAS VEGAS NV)
NV
02/29/2008 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LAS VEGAS NV)
NV
11/10/1999 - 12/03/2007
SECURITIES AMERICA, INC. (LAS VEGAS NV)
NV
09/07/1999 - 10/19/1999
SEIBT FINANCIAL SERVICES, INC (LAS VEGAS NV)
MO
10/13/1997 - 08/04/1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
06/21/1997 - 10/08/1997
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
11/12/1996 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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