Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Lopez is a financial professional with over 25 years of experience in the industry. She is currently registered with Summit Trail Securities, LLC and is a Series 7 and Series 63 licensed professional. Joanna has previously held positions at several prominent financial institutions, including Barclays Capital Inc., Lehman Brothers Inc., Deutsche Bank Securities Inc., and Bear, Stearns & Co. Inc. She is dedicated to providing her clients with personalized financial guidance and customized investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/25/2017 - Present
Summit Trail Securities, LLC (NEW YORK NY)
NY
10/12/2015 - 08/16/2016
PURSHE KAPLAN STERLING INVESTMENTS (New York NY)
NY
09/22/2008 - 10/22/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/27/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/08/2005 - 04/11/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/23/2001 - 12/09/2004
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/28/1994 - 03/08/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/27/1988 - 01/20/1990
BEAR, STEARNS & CO. INC.
BC
Issued 11/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joanna Lopez is the right advisor for you? Invested Better is here to help.
