Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Kim is a financial advisor with Ameriprise Financial Services, LLC, a large financial firm with over $1 billion in assets under management. Joanna has been a registered representative since 2006 and has a Series 66, Series 7, and SIE license. Joanna has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. She offers a range of services, including financial planning, asset allocation, portfolio management, and pension consulting. Joanna is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/22/2022 - Present
Ameriprise Financial Services, LLC (WHITE PLAINS NY)
NY
01/16/2019 - 08/25/2020
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC (New York NY)
NY
11/15/2018 - 01/17/2019
B. RILEY WEALTH MANAGEMENT (New York NY)
NY
11/30/2017 - 11/19/2018
B. RILEY FBR, INC. (NEW YORK NY)
NY
11/19/2015 - 11/30/2017
B. RILEY & CO., LLC (NEW YORK NY)
NY
10/14/2013 - 11/20/2015
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
05/26/2010 - 02/27/2012
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
04/24/2007 - 08/28/2009
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
02/15/2006 - 03/14/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
BOTH
Issued 03/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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