Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Katherine Wagner is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since June 8, 2004. Joanna has a Series 7, Series 6, and SIE license. Joanna is licensed in 15 states: Arizona, California, Colorado, Idaho, Indiana, Kentucky, Massachusetts, Montana, New Hampshire, New Mexico, North Carolina, Oregon, Pennsylvania, Texas, and Virginia. Joanna was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Global Investors Services, and Wells Fargo Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/19/2008 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
NY
10/14/1997 - 10/04/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/02/1996 - 08/29/1997
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
CA
09/11/1995 - 01/02/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 04/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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