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Joanna J Wang

Pruco Securities, LLC

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About Joanna J Wang

Joanna Wang is a financial professional with over 20 years of experience in the industry. Joanna is currently registered with Pruco Securities, LLC as an Investment Advisor Representative (IAR) in Texas and Illinois. Joanna is also a Registered Representative (RR) in Texas, Illinois, California, Indiana, Iowa, Louisiana, Massachusetts, Montana, Utah, Virginia, and Washington. Prior to joining Pruco Securities, LLC, Joanna worked for WMA Securities, Inc. in Duluth, Georgia. Joanna is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Joanna Wang is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joanna Wang’s Registration & Firm History

IL

08/24/2023 - Present

Pruco Securities, LLC (Lake Barrington IL)

GA

02/09/2000 - 12/18/2001

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/02/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joanna J Wang. Review regulatory record here.
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