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Joanna Ewa Graf

Nylife Securities LLC

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About Joanna Ewa Graf

Joanna Ewa Graf is a registered representative at Nylife Securities LLC, with a branch office located in New York, NY. Joanna has been in the financial industry since July 8, 2024. She is registered to sell investment company products/variable contracts and has passed the Securities Industry Essentials Examination.

Firm Information

Joanna Graf is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joanna Graf’s Registration & Firm History

NY

07/09/2024 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joanna Ewa Graf. Review regulatory record here.
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