Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Elizabeth Trapnell is a financial advisor with over 25 years of experience in the financial services industry. Joanna has been registered with Fidelity Brokerage Services LLC since December 1996. Before joining Fidelity, Joanna was registered with National Financial Services LLC. Joanna holds the Series 4, 7, 9, 10, 24, 63, and SIE licenses. Joanna is currently registered in Kentucky, Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/24/1996 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MA
08/22/2002 - 12/19/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 12/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Joanna Trapnell is the right advisor for you? Invested Better is here to help.
