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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna McComsey is a financial advisor with Centaurus Financial, Inc. based in WESTLAKE VILLAGE, CA. Joanna has been in the industry since 1999 and holds multiple securities licenses. Joanna has previously worked for FINANCIAL WEST GROUP and SECURITIES AMERICA, INC. In addition to providing investment advice, Joanna also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/21/2017 - Present
Centaurus Financial, Inc. (WESTLAKE VILLAGE CA)
CA
06/02/2014 - 02/17/2017
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
10/23/2004 - 06/05/2014
SECURITIES AMERICA, INC. (CALABASAS CA)
CA
11/19/1999 - 10/22/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
12/04/1998 - 06/30/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 09/25/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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