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Joanna D Khan

Citizens Securities, Inc.

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About Joanna D Khan

Joanna Khan is a financial advisor who has been active in the industry since 1998. Joanna has a Series 6, 7, 63, and 65 license. Currently, Joanna is registered with Citizens Securities, Inc. in Rhode Island and has experience with various investment vehicles. Joanna has worked with Citizens Securities, Inc. since 2013. Prior to that, Joanna worked with BANC of America Investment Services, Inc. from 2006 to 2009 and CCO INVESTMENT SERVICES CORP. from 1998 to 2005. Joanna has worked with individual clients as well as corporations and high-net-worth individuals.

Firm Information

Joanna Khan is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joanna Khan’s Registration & Firm History

MA

04/17/2013 - Present

Citizens Securities, Inc. (STOUGHTON MA)

MA

06/08/2006 - 04/28/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)

RI

10/21/1998 - 09/02/2005

CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)

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Licenses & Designations

IA

Issued 02/25/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joanna D Khan.
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