Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna Correa is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Brea, California. Joanna has been in the securities industry since 2007. Joanna has a Series 7, 63, and 65 license. Joanna's areas of expertise include investments, financial planning and retirement planning. She is dedicated to helping clients reach their financial goals. Prior to joining Merrill Lynch, Joanna was a financial advisor at National Planning Corporation, J.P. Turner & Company, L.L.C., LPL Financial Corporation and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BREA CA)
CA
11/06/2012 - 01/27/2015
NATIONAL PLANNING CORPORATION (SAN JUAN CAPISTRANO CA)
CA
10/08/2009 - 10/05/2011
J.P. TURNER & COMPANY, L.L.C. (LONG BEACH CA)
SC
07/08/2009 - 11/17/2009
LPL FINANCIAL CORPORATION (FORT MILL SC)
CA
12/12/2007 - 12/08/2008
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/22/2007 - 07/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 08/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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