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Joann Parker Penovi

Carter, Terry & Company, Inc.

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About Joann Parker Penovi

Joann Parker Penovi is a financial advisor at Carter, Terry & Company, Inc. with over 23 years of experience in the industry. Joann is registered with the state of Georgia, South Carolina, and Alabama. She is also registered with the FINRA. Joann provides financial planning and portfolio management services to individuals and businesses. Joann is a Certified Financial Planner and has earned Series 66, 7, and 31 licenses.

Firm Information

Joann Penovi is currently registered with Carter, Terry & Company, Inc.. Carter, Terry & Company, Inc. is a corporation headquartered in Atlanta, Georgia. Founded in March 1985, the firm offers a variety of investment advisory services, including portfolio management for individuals and selection of other advisors. They manage approximately $114.4 million in regulatory assets for a range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. The firm has a team of 41 registered representatives, 19 investment adviser representatives, and 5 licensed agents. They are registered with the SEC and in 49 states.
Carter, Terry & Company, Inc.

3060 PEACHTREE RD NW

ATLANTA, GA 30305

$114.42M

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joann Penovi’s Registration & Firm History

GA

04/30/2018 - Present

Carter, Terry & Company, Inc. (ATLANTA GA)

GA

09/14/2007 - 06/02/2009

AMERIPRISE ADVISOR SERVICES, INC. (ATLANTA GA)

GA

04/02/2007 - 09/18/2007

MORGAN STANLEY & CO., INCORPORATED (ATLANTA GA)

GA

04/30/2004 - 04/02/2007

MORGAN STANLEY DW INC. (ATLANTA GA)

NY

07/07/2000 - 05/05/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/27/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joann Parker Penovi.
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