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Joann Natasha Weinzimmer

TD Securities (usa) LLC

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About Joann Natasha Weinzimmer

Joann Natasha Weinzimmer is a financial professional with over seven years of experience in the securities industry. Joann is currently registered with TD Securities (USA) LLC and holds Series 27, Series 99TO and SIE licenses. Previously, Joann was employed by Cowen and Company, Cowen Prime Services LLC, Cowen Execution Services LLC, and CRT Capital Group LLC. Joann has a broad range of experience in the financial services industry.

Firm Information

Joann Weinzimmer is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joann Weinzimmer’s Registration & Firm History

NY

03/06/2024 - Present

TD Securities (usa) LLC (New York NY)

CT

05/09/2016 - 04/11/2024

COWEN AND COMPANY (Stamford CT)

CT

02/02/2021 - 02/10/2022

COWEN PRIME SERVICES LLC (STAMFORD CT)

NY

01/08/2019 - 07/06/2020

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

CT

04/08/2016 - 05/11/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/08/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joann Natasha Weinzimmer.
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