Unclaimed
Joann Natasha Weinzimmer is a financial professional with over seven years of experience in the securities industry. Joann is currently registered with TD Securities (USA) LLC and holds Series 27, Series 99TO and SIE licenses. Previously, Joann was employed by Cowen and Company, Cowen Prime Services LLC, Cowen Execution Services LLC, and CRT Capital Group LLC. Joann has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
CT
05/09/2016 - 04/11/2024
COWEN AND COMPANY (Stamford CT)
CT
02/02/2021 - 02/10/2022
COWEN PRIME SERVICES LLC (STAMFORD CT)
NY
01/08/2019 - 07/06/2020
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
CT
04/08/2016 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
BC
Issued 04/08/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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