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Joann Magliano

Pershing LLC

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About Joann Magliano

Joann Magliano is a financial professional with over 10 years of experience in the industry. Joann is currently registered with Pershing LLC and is located in Jersey City, New Jersey. Joann has previously been registered with E*TRADE SECURITIES LLC. Joann holds the Series 7, SIE and Series 99TO licenses. Joann specializes in providing financial advice and guidance to clients.

Firm Information

Joann Magliano is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joann Magliano’s Registration & Firm History

NJ

06/08/2023 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

08/03/2022 - 06/09/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NJ

05/30/2012 - 06/06/2022

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joann Magliano.
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