Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joann? Claim Your ProfileJoann Dellacava is a financial professional with over 35 years of experience in the financial services industry. Joann is currently registered with Pershing LLC, and has previously held positions at firms such as Quattro M Securities Inc., Blue Point Securities Inc. and Fortus Clearing Americas LLC. Joann holds a variety of licenses, including Series 7, Series 24, Series 52, Series 55, Series 57, and Series 99. Joann is registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/19/2011 - Present
Pershing LLC (LAKE MARY FL)
NY
01/03/2011 - 08/10/2011
QUATTRO M SECURITIES INC. (NEW YORK NY)
NY
10/23/2008 - 08/01/2011
BLUE POINT SECURITIES INC. (NEW YORK NY)
NY
07/30/2009 - 12/03/2009
FORTIS CLEARING AMERICAS LLC (NEW YORK NY)
NY
11/01/2006 - 10/30/2008
RADNOR RESEARCH & TRADING COMPANY, LLC (NEW YORK NY)
NY
08/18/2005 - 11/17/2006
MORRISSEY (JR), THOMAS MICHAEL (NEW YORK NY)
NJ
09/18/1989 - 07/12/2005
PERSHING LLC (JERSEY CITY NJ)
CA
12/16/1987 - 05/01/1989
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
01/24/1986 - 01/04/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BC
Issued 10/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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