Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joann? Claim Your ProfileJoann Battles is a registered representative with Fidelity Brokerage Services LLC, with a current registration date of February 20, 2024. Joann holds the Series 7TO, Series 63, and SIE licenses. Joann is currently registered to provide investment advice in 53 states and the District of Columbia. Joann joined Fidelity Brokerage Services LLC on October 25, 2023 and is located in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/20/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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