Unclaimed
Joan Walker is a registered representative with Muriel Siebert & Co., LLC, located in Boston, MA. Joan holds the Series 99 and SIE licenses and has been in the financial services industry since August 2012. Joan's previous experience includes a role at Stockcross Financial Services, Inc., also located in Boston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/02/2020 - Present
Muriel Siebert & CO., LLC (Boston MA)
MA
08/28/2012 - 01/30/2020
STOCKCROSS FINANCIAL SERVICES, INC. (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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