Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Tozer is a financial advisor with over 20 years of experience in the industry. Joan currently works with Cetera Investment Advisers LLC and is registered with both the state of California and Texas. Joan provides financial advice to individuals and businesses. Joan is also a registered representative of Cetera Advisor Networks LLC. Joan is a Registered Representative and Investment Advisor Representative. Joan has a Series 6, Series 63, Series 65, and SIE licenses. Joan has experience with various investment products and services, including fixed insurance, long-term care insurance, and annuities. Joan is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SANTA BARBARA CA)
CA
02/10/2003 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SANTA BARBARA CA)
IA
Issued 08/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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