Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Tozer is a financial advisor with Cetera Investment Advisers LLC in SANTA BARBARA, CA. Joan has been in the financial industry since 2003 and has a wide range of experience. Joan holds several licenses and certifications, including Series 6, Series 63, and Series 65 licenses, as well as the SIE exam. Joan specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. Joan is committed to helping her clients achieve their financial goals and is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SANTA BARBARA CA)
CA
02/10/2003 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SANTA BARBARA CA)
IA
Issued 8/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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