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Joan Patricia Young

Emerson Equity LLC

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About Joan Patricia Young

Joan Patricia Young is a registered investment advisor representative with Emerson Equity LLC, a firm based in San Mateo, California. Joan has been active in the financial industry since 1996 and holds various licenses, including the Series 7, Series 24, Series 63, and Series 65 licenses. Joan has experience with various financial products and services, including financial planning, portfolio management, and educational seminars.

Firm Information

Joan Young is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joan Young’s Registration & Firm History

NY

06/14/2024 - Present

Emerson Equity LLC (Pelham NY)

NY

01/08/2024 - 02/29/2024

FIRST CITIZENS INVESTOR SERVICES, INC. (New York NY)

NY

09/19/2022 - 12/31/2023

SVB INVESTMENT SERVICES INC. (New York NY)

NY

01/13/2017 - 12/24/2020

SILVER LEAF PARTNERS, LLC (NEW YORK NY)

NY

01/27/2016 - 01/03/2017

LOMBARD INTERNATIONAL DISTRIBUTION COMPANY (New York NY)

NY

03/03/2014 - 01/20/2016

SILVER LEAF PARTNERS, LLC (NEW YORK NY)

NY

12/14/2005 - 03/04/2014

STONINGTON CORPORATION (NEW YORK NY)

NY

07/01/2004 - 12/14/2005

GRAVITAS, LLC (NEW YORK NY)

NY

04/29/1986 - 09/11/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NJ

03/19/1986 - 04/09/1986

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 08/23/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joan Patricia Young.
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