Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Nye is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since 1987. Joan is registered with the state of Texas and has several previous employments with other financial institutions, including Princor Financial Services Corporation and MML Investors Services, Inc.. Joan is a licensed insurance broker, owns real estate, and offers other financial services, like asset allocation, financial planning, and educational seminars. Joan is also registered as an investment advisor representative with Ameriprise Financial Services, LLC, in the state of Texas. Ameriprise Financial Services, LLC, is a financial services company headquartered in Minneapolis, Minnesota and has over $479 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/20/2015 - Present
Ameriprise Financial Services, LLC (Dallas TX)
TX
07/14/2006 - 09/14/2015
PRINCOR FINANCIAL SERVICES CORPORATION (DALLAS TX)
TX
02/11/1997 - 07/19/2006
MML INVESTORS SERVICES, INC. (DALLAS TX)
TX
10/14/1986 - 11/07/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
05/22/1986 - 10/22/1986
SALOMON BROTHERS INC.
BC
Issued 11/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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