Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Mourikis is a financial professional with over 25 years of experience in the industry. Currently, Joan is a Registered Representative at Morgan Stanley, where she has been employed since July 2022. Previously, Joan was employed by E*TRADE SECURITIES LLC and E*TRADE CLEARING LLC, in Jersey City, New Jersey. Prior to that, Joan worked for CIBC WORLD MARKETS CORP. and Oppenheimer & Co., Inc. in New York, New York. Joan is also a Series 99TO, SIE and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/11/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
09/30/2016 - 06/03/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
03/26/2010 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NY
03/04/2005 - 07/16/2008
E*TRADE CLEARING LLC (NEW YORK NY)
NY
08/31/1999 - 03/18/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/06/1996 - 11/04/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NE
06/29/1995 - 01/16/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
05/02/1995 - 06/26/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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