linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joan Miller Alexander

Samco Capital Markets, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joan? Claim Your Profile

About Joan Miller Alexander

Joan Alexander is a financial advisor with over 30 years of experience in the industry. Joan is currently registered with Samco Capital Markets, Inc. and has been with the firm since 2005. Previously, Joan has worked with other firms, including Penson Financial Services, Inc., Service Asset Management Company, Brokers Transaction Services, Inc., and Rauscher Pierce Refsnes, Inc. Joan holds the Series 7, Series 24, Series 63, and Series 99TO licenses. Joan is registered with the state of Texas.

Firm Information

Joan Alexander is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joan Alexander’s Registration & Firm History

TX

10/17/2005 - Present

Samco Capital Markets, Inc. (AUSTIN TX)

TX

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (HOUSTON TX)

TX

07/07/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

01/22/1998 - 09/01/2000

SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)

TX

12/02/1992 - 12/31/1997

BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)

TX

05/26/1992 - 10/08/1992

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

MO

03/15/1991 - 04/01/1992

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

11/28/1984 - 06/11/1990

GREYSTONE SECURITIES, INC.

Not sure if Joan Miller Alexander is right for you?

Licenses & Designations

BC

Issued 09/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joan Miller Alexander.
Not sure if Joan Miller Alexander is right for you?