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Joan Marie Williams

PFS Investments Inc.

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About Joan Marie Williams

Joan Williams is a registered representative with PFS Investments Inc. Joan has been in the securities industry since May 5, 1994, and has a broad range of experience in financial planning and investment management. Joan has passed the Series 6, 26, 63, and 65 exams, and is licensed in several states, including California, Arizona, Colorado, Oregon, Utah, Hawaii, Idaho, and Washington. Joan holds a number of designations, including Series 26, a designation that signifies Joan's expertise in investment company products and variable contracts. Joan's primary focus is on helping individual clients achieve their financial goals through customized investment strategies. Joan works at PFS Investments Inc. in Huntington Beach, California.

Firm Information

Joan Williams is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joan Williams’s Registration & Firm History

CA

03/22/2012 - Present

PFS Investments Inc. (HUNTINGTON BEACH CA)

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Licenses & Designations

IA

Issued 11/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joan Marie Williams.
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