Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Marie Wesley is a financial advisor with Avantax Advisory Services, working from the firm's office in Greensburg, PA. Joan has been a registered representative in the financial services industry since 1996. Joan holds licenses in Pennsylvania as a registered investment advisor representative and as a registered representative. She has earned the Series 6, 62, and 63 securities licenses. She is also licensed in Pennsylvania to sell insurance and offers various financial products. Joan specializes in providing financial planning and investment advice to individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
PA
08/29/2022 - Present
Avantax Advisory Services (Greensburg PA)
NY
06/01/2005 - 09/27/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/23/1996 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
01/22/1996 - 10/21/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 04/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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