Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Marie Confoy has been working in the financial industry since 1993 and is a registered representative with Private Advisor Group, LLC. Joan has experience with providing financial planning services to individuals and businesses. She also offers educational seminars and investment advisory services through Private Advisor Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
VA
01/29/2020 - Present
Private Advisor Group, LLC (Reston VA)
VA
07/28/2006 - 01/31/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (RESTON VA)
KS
11/28/2005 - 02/28/2006
MAIN STREET SECURITIES, LLC (HAYS KS)
IA
09/08/2004 - 09/13/2005
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
MA
03/01/1995 - 12/20/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
06/10/1991 - 03/01/1995
COLONIAL INVESTMENT SERVICES
MN
11/14/1990 - 03/27/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/14/1990 - 03/27/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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