Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Vesce is a registered representative with Hilltop Securities Inc. Joan has been working in the financial industry since 1995. Joan is located in Matawan, New Jersey and has been registered with Hilltop Securities Inc. since 2004. Previously, Joan was registered with NOMURA SECURITIES INTERNATIONAL, INC. Joan is licensed to sell securities in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NJ
06/03/2004 - Present
Hilltop Securities Inc. (MATAWAN NJ)
NY
10/06/1988 - 10/24/1997
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/28/2021
Series 99TO - Operations Professional Examination
BC
Issued 06/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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