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Joan M Kelly feimer

Wells Fargo Securities, LLC

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About Joan M Kelly feimer

Joan Kelly feimer is a financial professional with over 13 years of experience in the industry. Joan is currently registered with Wells Fargo Securities, LLC in New York, NY. Joan has held prior positions at Citigroup Global Markets Inc., SG Americas Securities, LLC and Morgan Stanley & Co. Incorporated. Joan holds FINRA Series 27, 28, 99TO and SIE licenses.

Firm Information

Joan Kelly feimer is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joan Kelly feimer’s Registration & Firm History

NY

02/02/2021 - Present

Wells Fargo Securities, LLC (New York NY)

NY

06/11/2012 - 05/14/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/07/2009 - 04/05/2012

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

04/03/2007 - 06/24/2009

MORGAN STANLEY & CO. INCORPORATED (BROOKLYN NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 04/02/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joan M Kelly feimer.
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