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Joan Leslie Bozek

Citizens Securities, Inc.

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About Joan Leslie Bozek

Joan Leslie Bozek is a financial advisor with Citizens Securities, Inc., with over 18 years of experience in the industry. Joan has held previous positions at People's Securities, Inc. and Prudential Investment Management Services LLC. She is licensed to provide investment advice and securities brokerage services. Joan's expertise is in portfolio management for individuals and businesses. Citizens Securities, Inc., specializes in providing a wide range of investment advisory services, including financial planning, and portfolio management for individuals and businesses. They are regulated by FINRA and the SEC and have over 53,000 clients with assets under management exceeding $9 billion.

Firm Information

Joan Bozek is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joan Bozek’s Registration & Firm History

MA

07/20/2020 - Present

Citizens Securities, Inc. (BOSTON MA)

CT

02/19/2016 - 08/10/2018

PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)

CT

10/13/2010 - 03/18/2014

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

04/27/2005 - 04/27/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 11/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 08/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joan Leslie Bozek.
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