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Joan Hampel

Harris Williams

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About Joan Hampel

Joan Hampel is a registered representative at Harris Williams. Joan has been working in the securities industry since April 11, 2017, and has a Series 63, Series 6, and SIE. Joan is currently registered with FINRA in Virginia. Prior to joining Harris Williams, Joan was employed by FENIMORE SECURITIES, INC. in Cobleskill, NY.

Firm Information

Joan Hampel is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joan Hampel’s Registration & Firm History

VA

03/07/2024 - Present

Harris Williams (RICHMOND VA)

NY

03/29/2017 - 02/21/2024

FENIMORE SECURITIES, INC. (COBLESKILL NY)

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Licenses & Designations

BC

Issued 06/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joan Hampel.
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