Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan fe? Claim Your ProfileJoan fe Bautista is a financial professional with experience in the securities industry. Joan fe Bautista is currently registered with Alliance-ONE Investments, LLC and holds the Series 7TO, Series 63, and SIE licenses. Joan fe Bautista previously worked at WELLS FARGO CLEARING SERVICES, LLC. Joan fe Bautista's career in the securities industry began on September 27, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/24/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
09/27/2022 - 05/17/2023
WELLS FARGO CLEARING SERVICES, LLC (TAGUIG CITY )
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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