Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Romer is a financial advisor who has been in the industry for over 30 years. Joan currently works at Performance Trust Capital Partners, LLC, where she has been since May 2023. She is also licensed as a Series 7, Series 99TO, and SIE representative. Prior to this, Joan worked at CROSS POINT CAPITAL LLC, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY & CO., INCORPORATED, MURPHEY, MARSEILLES, SMITH & NAMMACK, INC., LEHMAN BROTHERS INC., BLUNT ELLIS & LOEWI INCORPORATED, and FIRST OF MICHIGAN CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/08/2023 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
NY
09/15/2021 - 05/12/2023
CROSS POINT CAPITAL LLC (NEW YORK NY)
IL
07/17/2003 - 09/22/2017
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
07/12/1993 - 01/29/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
01/05/1993 - 07/15/1993
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
NY
06/05/1990 - 01/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/13/1987 - 06/13/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
04/29/1987 - 10/23/1987
FIRST OF MICHIGAN CORPORATION
BC
Issued 02/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2021
Series 99TO - Operations Professional Examination
BC
Issued 09/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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