Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Seidel is a financial advisor with Ameriprise Financial Services, LLC, located in Los Angeles, CA. Joan has over 50 years of experience in the financial industry, having worked at Morton Seidel & Company, Inc. for over 45 years before joining Ameriprise Financial Services, LLC. Joan holds the Series 7TO, 99TO, SIE, and Series 1 licenses as well as the Series 27, 24, F04, and Series 00 registrations. Joan also serves on several boards of directors. Joan is a registered investment advisor in California, Colorado, Kentucky, Ohio, Oregon, and Washington. Ameriprise Financial Services, LLC is an SEC registered investment advisor with offices in Minneapolis, MN. Ameriprise Financial Services, LLC provides financial planning, portfolio management, pension consulting, and other investment advisory services to a variety of clients, including individuals, families, businesses, and institutions. The firm manages over $479 billion in assets and has over 140,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/27/2019 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
CA
08/01/1970 - 11/26/2019
MORTON SEIDEL & COMPANY, INC. (BEVERLY HILLS CA)
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/25/1974
F04 - Financial Principal Examination
BC
Issued 04/15/1974
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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