Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joan? Claim Your ProfileJoan Boncher is a financial advisor at UBS Financial Services Inc. Joan has been in the financial services industry since 2001. Joan has a wide range of experience, having worked with various firms including Merrill Lynch, Morgan Stanley and Citigroup. Joan has a Series 7, 63, 65, 3, 9, 10, 31 and SIE licenses. Joan has a broad client base ranging from high-net-worth individuals to corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
11/27/2019 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
12/09/2015 - 06/18/2019
MORGAN STANLEY (GROSSE POINTE FARMS MI)
MI
04/04/2013 - 12/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON HILLS MI)
MI
01/04/2013 - 04/08/2013
FIFTH THIRD SECURITIES, INC. (STERLING HEIGHTS MI)
MI
04/30/2010 - 11/01/2012
MORGAN STANLEY (FARMINGTON HILLS MI)
MI
02/20/2009 - 04/22/2010
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
06/21/2007 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (BLOOMFIELD HILLS MI)
MI
04/02/2007 - 06/20/2007
MORGAN STANLEY & CO., INCORPORATED (BIRMINGHAM MI)
MI
05/12/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
IL
08/07/2001 - 05/23/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 02/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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